Privacy Policy Page
DJP Wealth Management, LLC ("DJP") believes it is essential that we maintain the privacy of the nonpublic personal information that
you provide to us and that we obtain in connection with providing our products and services to you.
DJP limits the use, collection, and retention of such information to what we believe is necessary or useful to conduct our business and to
provide and offer you quality products and services, as well as other opportunities that may be of interest to you. Information collected
may include, but is not limited to name, address, and telephone number, tax identification number, date of birth, employment status,
annual income, and net worth.
In providing products and services to you, we collect nonpublic personal information about you from these sources:
Information we receive from you on applications or other forms (e.g. investment/insurance applications, new account forms,
and other forms and agreements);
Information about your transactions with us, our affiliates, or others (e.g. broker/dealers, clearing firms, or other chosen
investment sponsors); and
Information we receive from consumer reporting agencies (e.g. credit bureaus), as well as other various materials we may use
to put forth an appropriate recommendation, or to fill a service request.
DJP places strict limits on who receives specific information about your account(s) and other personally identifiable data. Because we
rely on certain third parties for services that enable us to provide our advisory services to you, such as our attorneys, auditors, other
consultants, brokers, and custodians who, in the ordinary course of providing their services to us, we may share such information with
such third parties containing your nonpublic personal information. Additionally, we will share such information where required by legal
or judicial process, such as a court order, or otherwise to the extent permitted under the federal privacy laws.
DJP may share information with nonaffiliated third parties who provide a product or service that may benefit you. Whenever we do this,
we share the minimum amount of information necessary for that Company to offer its product or service to you. Moreover, we carefully
review the Company and the product or service to make sure that it provides value to you. Where we provide personally identifiable
information to a third party with which we have a business relationship, we will insist that the third party keep such information
confidential, consistent with the conduct of our business relationship with you.
If you prefer that we not disclose confidential personal information about you to nonaffiliated third parties who provide a product of
service that we feel would benefit you, you may direct us not to make disclosures to such nonaffiliated third parties.
We restrict access to nonpublic personal information about you to those persons associated with DJP, who need access to such
information in order to provide our products or services to you. We maintain physical, electronic, and procedural safeguards that
comply with federal standards to guard your nonpublic personal information. If you decide to close your account(s) or become an
inactive customer, we will adhere to the privacy policies and practices as described in this notice.
DJP reserves the right to change these Privacy Principles, and any of the policies or procedures described above, at any time without
prior notice. However, you will be promptly provided with a current copy of our privacy notice upon material changes or upon request.
So long as you remain an active customer, you will receive a current copy of our privacy notice at least annually. These Privacy Principles
are for general guidance and do not constitute a contract or create legal rights, and do not modify or amend any agreements we have
with you.
Website Privacy Statement:
Information on djpwealth.com is collected indirectly and anonymously through our site’s technology and directly when you provide
information on various pages of the site. We indirectly collect information through the use of cookies. Cookies are small files of
anonymous data, which save and retrieve information about your visit to djpwealth.com – for example, how you entered our site, how
you navigated through the site, and what information was of interest to you. We directly collect information when you voluntarily
submit it to us. For example, by submitting an inquiry, the non-anonymous information is limited to that which you provide within your
inquiry. We may analyze information to help determine what is most effective about our site and identify ways to improve it and make
it more effective. We will not sell non-anonymous information or share it with any outside parties. The information may be shared
internally, but this sharing is limited to internal use only. We do not seek to collect sensitive personal data through this site. We may
also collect some sensitive personal data incidentally. By providing us with unsolicited sensitive personal data, you consent to our using
the data subject to applicable law. While we take steps to maintain the security of djpwealth.com, you should understand that the
open nature of the Internet is such that data may flow over networks without security measures and may be accessed and used by
people other than those for whom the data is intended.
If you have questions, please call 800-595-4042.